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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: RAIN DOG FINANCIAL CRD Number: 328633OtherThanAnnual Amendment All Sections

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The primary business name 'rain' refers to the registered name under which a business operates, which may have specific implications in certain states or regions.

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Individuals and entities operating under a business name that is different from their legal name are required to file for a primary business name 'rain'.

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The purpose of filing a primary business name 'rain' is to legally register the business name, protect it from unauthorized use by others, and ensure compliance with local business regulations.

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Information typically required includes the business name, business address, owner's name, type of business entity, and any pertinent identification numbers or licenses.

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