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OMB APPROVAL OMB Number: 3235-0045 Expires: August 31, 2011, Estimated average burden hours per response............38 Required fields are shown with yellow backgrounds and asterisks. SECURITIES AND
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Investment professionals: Individuals or entities involved in the investment industry, such as brokers, traders, or financial institutions, who require information or authorization related to the trading of bats exchange.
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What is sr-bats-004 - bats exchange?
The sr-bats-004 - bats exchange is a regulatory form required by the Securities and Exchange Commission (SEC) for reporting trades executed on the BATS Exchange.
Who is required to file sr-bats-004 - bats exchange?
Firms and entities that are members of the BATS Exchange or have executed trades on the exchange are required to file sr-bats-004.
How to fill out sr-bats-004 - bats exchange?
The sr-bats-004 form can be filled out electronically through the SEC's EDGAR system. It requires detailed information about the trades executed on the BATS Exchange.
What is the purpose of sr-bats-004 - bats exchange?
The purpose of sr-bats-004 is to provide transparency and regulatory oversight of trading activities on the BATS Exchange.
What information must be reported on sr-bats-004 - bats exchange?
Information such as trade details, volume, price, and time of execution must be reported on sr-bats-004.
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