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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: JADE INVEST CRD Number: 312104Annual Amendment All Sections Rev. 10/20211/15/2024
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What is crd number 312104?
CRD number 312104 is a unique identification number assigned to a registered financial professional in the securities industry, used by regulators to track their licensing and disciplinary history.
Who is required to file crd number 312104?
Professionals such as registered investment advisors, brokers, and dealers must file using CRD number 312104 as part of their registration with regulatory bodies.
How to fill out crd number 312104?
To fill out CRD number 312104, one must complete the required registration forms online through the FINRA website or another designated regulatory authority. Accurate and complete information regarding the professional's qualifications, firm affiliation, and background must be provided.
What is the purpose of crd number 312104?
The purpose of CRD number 312104 is to maintain a centralized database of registered financial professionals for regulatory purposes, ensuring transparency and investor protection.
What information must be reported on crd number 312104?
Information reported on CRD number 312104 includes the professional's employment history, disclosures of any legal or regulatory actions, educational background, and other relevant professional qualifications.
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