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Voting Copy As approved by the Commission on 4/26/2024 (subject to prepublication technical corrections)635101P COMMODITY FUTURES TRADING COMMISSION 17 CFR Parts 1 and 23 RIN 3038AF33 Capital and

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How to fill out 17 cfr parts 1

01

Obtain the necessary forms for filing 17 CFR Parts 1 from the Securities and Exchange Commission (SEC) website.

02

Fill out the required information on the forms accurately and completely.

03

Ensure that all information provided is in compliance with the regulations set forth in 17 CFR Part 1.

04

Double-check the forms for any errors or omissions before submitting them to the SEC.

05

Submit the completed forms to the SEC by the deadline specified in the regulations.

Who needs 17 cfr parts 1?

01

Anyone who is required to register as a commodity pool operator or commodity trading advisor under the Commodity Exchange Act needs to fill out and submit 17 CFR Part 1.

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What is 17 cfr parts 1?

17 CFR Parts 1 refers to the regulations set forth by the Commodity Futures Trading Commission (CFTC) concerning financial reporting and disclosure requirements for traders and firms involved in the commodity futures and options markets.

Who is required to file 17 cfr parts 1?

Entities such as futures commission merchants, introducing brokers, and certain traders who meet specific thresholds are required to file under 17 CFR Parts 1.

How to fill out 17 cfr parts 1?

Filing under 17 CFR Parts 1 involves completing specified forms provided by the CFTC, ensuring all required information about trading activities and financial conditions is accurately reported.

What is the purpose of 17 cfr parts 1?

The purpose of 17 CFR Parts 1 is to ensure transparency and accountability in the trading of commodities, protecting market integrity and investors.

What information must be reported on 17 cfr parts 1?

Information that must be reported includes details of financial condition, trading activities, and risk assessments related to commodity futures and options.

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