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This document outlines the code for regulating and monitoring insider trading, ensuring compliance with SEBI regulations and protecting investor interests since 2015.
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What is code of internal procedures?
The code of internal procedures is a set of guidelines and processes established by an organization to ensure compliance with laws and regulations, promote ethical behavior, and streamline internal operations.
Who is required to file code of internal procedures?
Organizations and businesses that are subject to regulatory requirements, compliance mandates, or those that seek to uphold ethical standards within their operations are required to file a code of internal procedures.
How to fill out code of internal procedures?
To fill out the code of internal procedures, organizations should define their internal policies, outline procedures, ensure adherence to applicable laws, and include mechanisms for accountability and reporting. Input from various stakeholders may also be considered.
What is the purpose of code of internal procedures?
The purpose of the code of internal procedures is to provide a structured framework that guides organizational practices, supports compliance with legal standards, enhances operational efficiency, and fosters a culture of integrity and accountability.
What information must be reported on code of internal procedures?
Information that must be reported includes organizational policies, compliance activities, ethical guidelines, reporting mechanisms for violations, and any updates or revisions to the procedures.
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