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Name: Fillable Online 2021 Uniform Application for Investment Adviser Registration Fax Email Print - pdfFiller
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Complete and accurate Form ADV for West Acre Capital, LLC to ensure compliance and maintain investment adviser registration with the SEC.

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How to fill out form adv

01

Obtain a copy of Form ADV from the SEC's website or your state securities regulator.

02

Gather all required information, including details about the investment adviser's business practices, services offered, fees charged, and any conflicts of interest.

03

Complete each section of Form ADV accurately and thoroughly.

04

Review the form for any errors or omissions before submitting it.

05

Submit the completed Form ADV to the SEC or state securities regulator according to their instructions.

Who needs form adv?

01

Investment advisers who are registered with the Securities and Exchange Commission (SEC) or state securities regulators need to fill out Form ADV.

02

Form ADV is a regulatory filing that provides important information about the investment adviser's business practices, conflicts of interest, and fees charged to clients.

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What is form adv?

Form ADV is a regulatory form used by investment advisers to register with the SEC and state regulators. It provides essential information about the adviser, including their business practices, fees, and conflicts of interest.

Who is required to file form adv?

Investment advisers that manage assets above a certain threshold or provide specific types of investment advice are required to file Form ADV. This includes both federally registered advisers and those that are state-registered.

How to fill out form adv?

Form ADV consists of multiple parts, including Part 1 and Part 2. Part 1 requires details about the adviser's business, including ownership, services, and any disciplinary history. Part 2 must be written in plain English and provide details about fees, services, and potential conflicts of interest.

What is the purpose of form adv?

The purpose of Form ADV is to provide transparency and essential information to clients and regulators about investment advisers, promoting informed decision-making and compliance with regulations.

What information must be reported on form adv?

Form ADV requires disclosure of information including the adviser's business structure, ownership, clients, services offered, fees charged, any criminal or disciplinary history, and any affiliations that may create conflicts of interest.

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