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This document provides details on beneficial ownership changes for securities, filed by Perry Christopher John, President of Broadridge Financial Solutions, as per SEC regulations.
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Form 4 is a document that insiders of publicly traded companies must file with the Securities and Exchange Commission (SEC) to report their transactions involving securities of the company, such as buying or selling shares.
Individuals classified as 'insiders,' which generally includes officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file Form 4.
To fill out Form 4, insiders must provide their personal information, the company's details, the transaction date, type of transaction (buy or sell), number of shares involved, and the price at which the transaction occurred.
The purpose of Form 4 is to provide transparency by disclosing insider trading activities to the SEC and the public, helping to prevent fraud and promote fair trading practices.
Form 4 must report the insider's name, relationship to the company, transaction date, type of transaction (purchase or sale), amount of shares involved, and any changes in ownership.
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