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NEW YORK MORTGAGE TRUST, INC. AMENDED AND RESTATED INSIDER TRADING POLICY ADOPTED ON DECEMBER 14, 2023, Introduction All directors, executive officers and employees of New York Mortgage Trust, Inc.
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Gather all relevant documents related to the original insider agreement.
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An amended and restated insider refers to an updated version of a prior insider trading report that corrects or clarifies previously reported information, often due to changes in ownership or reporting regulations.
Individuals who are classified as insiders, such as company officers, directors, and significant shareholders, are required to file amended and restated reports if they need to revise previously submitted information.
To fill out an amended and restated insider, one must complete the appropriate forms provided by the regulatory authority, ensuring that all changes are clearly indicated, and all pertinent information is accurately reported.
The purpose of amended and restated insider filings is to provide corrected or additional information about insider transactions to maintain transparency and compliance with securities regulations.
Information that must be reported includes the insider's name, relationship to the company, transaction details, number of shares involved, and reasons for amendments or restatements.
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