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Federal Register / Vol. 64, No. 10 / Friday, January 15, 1999 / Notices A. Self-Regulatory Organization s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose
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What is self-regulatory organization s statement?
Self-regulatory organization's statement is a document that outlines the actions and regulations set by a specific industry organization to ensure compliance and self-governance.
Who is required to file self-regulatory organization s statement?
All members or entities within the industry that fall under the jurisdiction of the self-regulatory organization are required to file the statement.
How to fill out self-regulatory organization s statement?
The statement can usually be filled out online through the organization's portal by providing relevant information and supporting documents.
What is the purpose of self-regulatory organization s statement?
The purpose of the statement is to maintain industry standards, promote transparency, and ensure compliance with regulations set by the organization.
What information must be reported on self-regulatory organization s statement?
The statement typically requires information on the entity's financial status, compliance with regulations, governance structure, and any significant changes within the organization.
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