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Name: Fillable Online Sec Form 4 - Statement of Changes in Beneficial Ownership (2023) Fax Email Print - pdfFiller
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This document details changes in beneficial ownership of securities, filed by individuals such as officers and directors, in compliance with SEC regulations.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the U.S. Securities and Exchange Commission (SEC) to report changes in the beneficial ownership of equity securities by corporate insiders.

Who is required to file sec form 4?

Officers, directors, and any shareholders owning more than 10% of a class of equity securities are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, an insider must provide information including their name, the relationship to the issuer, the date of the transaction, the amount and nature of the ownership change, and any transactions involving the securities.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and disclose the trading activity of insiders to prevent insider trading and increase accountability.

What information must be reported on sec form 4?

Information that must be reported on SEC Form 4 includes the insider's name, their relationship to the company, the date of the transaction, the number of shares traded, the price per share, and the total amount of securities owned after the transaction.

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