Get the free Amend Phlx Fee Schedule

OMB APPROVAL OMB Number: 3235-0045 Expires: June 30, 2010, Estimated average burden hours per response............38 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 19b-4 Page 1 of

How to fill out amend phlx fee schedule

How to fill out the amend PHLX fee schedule:

1. Start by downloading the latest version of the amend PHLX fee schedule form from the official website. This form is typically available in a PDF format.
2. Carefully read through the instructions provided on the form to understand the process and requirements for filling it out correctly.
3. Begin by entering your personal or company information in the designated fields. This may include your name, address, phone number, and any other relevant details.
4. Pay attention to specific sections that require you to provide detailed information about the specific fees you wish to amend. This may include the fee code, description, current rate, and proposed rate.
5. Provide any additional supporting documentation or explanations as required. This could include any relevant policies, regulations, or justifications for the fee amendments.
6. Make sure to review the completed form thoroughly to avoid any errors or omissions. Double-check that all the information provided is accurate and up to date.
7. Once you are satisfied with the form, you can either print it out and sign it manually or use an electronic signature if allowed.
8. Check the submission instructions provided on the form to determine how and where to submit the completed amend PHLX fee schedule. This could include mailing it to a specific address or submitting it electronically through a specified portal.
9. Keep a copy of the completed form and any supporting documents for your records.
10. If you have any questions or need assistance, reach out to the relevant authority or contact listed for further guidance.

Who needs the amend PHLX fee schedule:

1. Financial institutions and organizations involved in trading or conducting business on the Philadelphia Stock Exchange (PHLX) may need to fill out the amend PHLX fee schedule.
2. Traders, brokers, and financial advisors who are associated with PHLX and require changes to the existing fee structure may also need to complete this form.
3. Any individual or entity seeking to amend or modify the fees associated with their activities on the PHLX platform would likely need to fill out the amend PHLX fee schedule.

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