Get the free SEC Form 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 3 OMB APPROVAL 3235...

Name: Fillable Online SEC Form 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 3 OMB APPROVAL 32350104 OMB Number: Washington, D Fax Email Print - pdfFiller
Brand: pdfFiller
Rating: 4.0 (37 reviews)

Get Form

Show details

SEC Form 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 3 OMB APPROVAL 32350104 OMB Number: Washington, D.C. 20549 Expires: INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES December

We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign sec form 3 united

Edit your sec form 3 united form online

Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.

Add your legally-binding signature

Draw or type your signature, upload a signature image, or capture it with your digital camera.

Share your form instantly

Email, fax, or share your sec form 3 united form via URL. You can also download, print, or export forms to your preferred cloud storage service.

How to edit sec form 3 united online

Ease of Setup

pdfFiller User Ratings on G2

Ease of Use

pdfFiller User Ratings on G2

To use the services of a skilled PDF editor, follow these steps:

1

Register the account. Begin by clicking Start Free Trial and create a profile if you are a new user.

2

Upload a document. Select Add New on your Dashboard and transfer a file into the system in one of the following ways: by uploading it from your device or importing from the cloud, web, or internal mail. Then, click Start editing.

3

Edit sec form 3 united. Rearrange and rotate pages, insert new and alter existing texts, add new objects, and take advantage of other helpful tools. Click Done to apply changes and return to your Dashboard. Go to the Documents tab to access merging, splitting, locking, or unlocking functions.

4

Get your file. Select your file from the documents list and pick your export method. You may save it as a PDF, email it, or upload it to the cloud.

pdfFiller makes working with documents easier than you could ever imagine. Register for an account and see for yourself!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.

Learn more about security & compliance

How to fill out sec form 3 united

How to fill out SEC Form 3 United:

01

Gather necessary information: Before filling out the SEC Form 3 United, make sure you have all the required information. This includes your personal details such as name, address, and contact information, as well as information about the company you are affiliated with.

02

Understand the purpose: SEC Form 3 United is used to report the initial holdings of officers, directors, and beneficial owners who have acquired more than 5% ownership in a publicly traded company. It is required by the Securities and Exchange Commission (SEC) to ensure transparency in corporate ownership.

03

Provide accurate personal information: Start by accurately filling out your personal information section on the form. This includes your full legal name, your social security number or individual taxpayer identification number, and your contact details.

04

Disclose your relationship with the company: The form will require you to disclose your relationship with the company for which you are reporting ownership. Provide accurate details about your position, such as whether you are an officer, director, or beneficial owner.

05

Report ownership details: SEC Form 3 United requires you to disclose your ownership interest in the company. Provide the number and class of securities you own or have the right to acquire, as well as the date of transaction and the transaction type.

06

Attach necessary supporting documents: Ensure that you attach any necessary supporting documents as required by the SEC. This may include copies of agreements, contracts, or other relevant information that verifies your ownership interest.

Who needs SEC Form 3 United:

01

Officers: Executives or individuals who hold official positions within a publicly traded company are typically required to fill out SEC Form 3 United. This includes CEOs, CFOs, presidents, and other key executives who have acquired more than 5% ownership in the company they represent.

02

Directors: Members of a company's board of directors are also required to fill out SEC Form 3 United if they have acquired or are planning to acquire more than 5% ownership in the company.

03

Beneficial owners: Individuals who are not officers or directors but have a significant ownership interest in a publicly traded company are also required to fill out SEC Form 3 United. This includes individuals who hold more than 5% ownership in the company's securities.

It's essential to consult with legal or financial professionals to ensure compliance with SEC regulations and to accurately complete SEC Form 3 United according to your specific situation.

Fill form : Try Risk Free

Rate the form

4.0

Satisfied

37 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

What is sec form 3 united?

Sec form 3 united is a filing required by the Securities and Exchange Commission (SEC) for individuals who are considered insiders of a company and have certain transactions involving the company's stock.

Who is required to file sec form 3 united?

Individuals who are considered insiders of a company, such as directors, officers, and beneficial owners of more than 10% of the company's stock, are required to file sec form 3 united.

How to fill out sec form 3 united?

Sec form 3 united can be filled out electronically through the SEC's EDGAR system. It requires information about the filer's identity, relationship with the company, and details of any stock transactions.

What is the purpose of sec form 3 united?

The purpose of sec form 3 united is to disclose to the public any transactions in a company's stock by insiders, in order to prevent insider trading and ensure transparency in the market.

What information must be reported on sec form 3 united?

Sec form 3 united requires the reporting of the filer's identity, relationship with the company, details of any stock transactions, and any other information required by the SEC.

How do I edit sec form 3 united straight from my smartphone?

Using pdfFiller's mobile-native applications for iOS and Android is the simplest method to edit documents on a mobile device. You may get them from the Apple App Store and Google Play, respectively. More information on the apps may be found here. Install the program and log in to begin editing sec form 3 united.

How do I fill out sec form 3 united using my mobile device?

Use the pdfFiller mobile app to fill out and sign sec form 3 united. Visit our website (https://edit-pdf-ios-android.pdffiller.com/) to learn more about our mobile applications, their features, and how to get started.

How can I fill out sec form 3 united on an iOS device?

Get and install the pdfFiller application for iOS. Next, open the app and log in or create an account to get access to all of the solution’s editing features. To open your sec form 3 united, upload it from your device or cloud storage, or enter the document URL. After you complete all of the required fields within the document and eSign it (if that is needed), you can save it or share it with others.

Fill out your sec form 3 united online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now