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Complete Form ADV for AS Avaron Asset Management with 2021 updates. Registration for investment advisers in Estonia, providing services to non-US clients.
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Form ADV is a disclosure document that investment advisors are required to file with the Securities and Exchange Commission (SEC) and state regulatory authorities. It provides essential information about the advisor's business, services, and fees.
All investment advisors who manage $25 million or more in assets or provide advice to registered investment companies are required to file Form ADV with the SEC. State-registered advisors must also file Form ADV with the relevant state authorities.
Form ADV is divided into two parts: Part 1 requires basic information about the advisor's business, while Part 2 includes a narrative brochure providing detailed information about services, fees, risks, and disciplinary history. Advisors must complete both parts accurately and submit them via the Investment Adviser Registration Depository (IARD).
The purpose of Form ADV is to provide transparency in the investment advisory industry, helping clients understand the nature of the services offered by advisors, any conflicts of interest, and the advisor's background.
Form ADV requires advisors to report information such as their business structure, ownership, services offered, fee arrangements, disciplinary history, and the qualifications of team members.
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