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No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This short form prospectus constitutes a public offering of these securities
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No securities regulatory authority refers to a situation where there is no governing body responsible for overseeing the issuance and trading of securities in a particular jurisdiction.
Entities or individuals that do not fall under the jurisdiction of any securities regulatory authority are required to file for no securities regulatory authority.
To fill out no securities regulatory authority, you typically need to complete a specific form provided by the relevant jurisdiction, detailing your status and confirming the absence of a regulatory authority.
The purpose is to clarify the absence of regulation in certain jurisdictions, ensuring transparency and compliance in securities activities.
The information that must be reported generally includes entity details, contact information, and a declaration of the absence of regulatory oversight.
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