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This Securities Trading Policy outlines the rules and regulations for trading Talga Group Ltd securities, ensuring compliance with ASX Listing Rules and preventing insider trading.
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What is securities trading policy?
A securities trading policy is a set of guidelines designed to ensure that individuals involved in the trading of securities comply with applicable laws and regulations, aiming to prevent insider trading and maintain market integrity.
Who is required to file securities trading policy?
Typically, all publicly traded companies, as well as their employees, directors, and officers, are required to file a securities trading policy to govern their trading activities and transactions.
How to fill out securities trading policy?
To fill out a securities trading policy, individuals need to disclose personal trading activities, adherence to pre-established trading windows, acknowledgment of insider information, and adherence to company-specific trading regulations.
What is the purpose of securities trading policy?
The purpose of a securities trading policy is to minimize the risk of insider trading, provide transparency in trading activities, and ensure compliance with regulatory requirements, thereby protecting both the company and its stakeholders.
What information must be reported on securities trading policy?
Individuals must report information including any trades made, dates of transactions, the nature of the securities involved, and compliance with the trading windows set by the policy.
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