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This document is the Form ADV for TCS Financial LLC, detailing investment adviser registration, business information, and compliance as of 2021.
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What is form adv?
Form ADV is a registration form used by investment advisers to register with state regulators and the Securities and Exchange Commission (SEC).
Who is required to file form adv?
Investment advisers who wish to manage client assets or provide investment advice are required to file Form ADV.
How to fill out form adv?
Form ADV consists of two parts: Part 1 requires disclosure of business details and regulatory history, while Part 2 requires a narrative brochure describing services, fees, and conflicts of interest.
What is the purpose of form adv?
The purpose of Form ADV is to provide transparency about the adviser’s business practices and to inform investors about potential conflicts of interest.
What information must be reported on form adv?
Form ADV must report information such as the adviser's business structure, ownership, regulatory actions, financial condition, and the types of clients served.
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