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This SEC Form 4 document details changes in beneficial ownership filed by Capricor Therapeutics, Inc. with transactions by Avat Xavier in 2022.
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What is sec form 4?
SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) by insiders of a publicly traded company, detailing their purchases and sales of the company's securities.
Who is required to file sec form 4?
Company insiders, including officers, directors, and beneficial owners of more than 10% of a class of the company's securities, are required to file SEC Form 4.
How to fill out sec form 4?
To fill out SEC Form 4, insiders must provide information such as their name, relationship to the company, details of the transaction, the date of the transaction, and the price of the securities. The form must be submitted electronically through the SEC's EDGAR system.
What is the purpose of sec form 4?
The purpose of SEC Form 4 is to provide transparency into the trading activities of company insiders, helping to prevent insider trading and maintain investor confidence.
What information must be reported on sec form 4?
The information that must be reported on SEC Form 4 includes the insider's name, relationship to the issuer, date of the transaction, the number of shares bought or sold, transaction price, and the ownership after the transaction.
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