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This document is a Schedule 13G filing under the Securities Exchange Act for KBL Merger Corp IV, detailing ownership information as of December 31, 2018.
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Schedule 13G is a form used by institutional investors to report their ownership stakes in publicly traded companies, specifically when they hold more than 5% of the company's equity securities.
Entities that are required to file Schedule 13G include institutional investors such as mutual funds, pension funds, and other organizations that hold more than 5% of a class of equity securities without the intention to control or influence the issuer.
To fill out Schedule 13G, you need to provide detailed information including the name of the reporting person, the amount of securities owned, the percent of class owned, the name of the issuer, and any applicable agreements related to the securities.
The purpose of Schedule 13G is to provide timely information to the public and the Securities and Exchange Commission (SEC) about significant holdings in a company, promoting transparency in the securities markets.
Information that must be reported on Schedule 13G includes the name and address of the reporting person, the title and class of the equity securities, the amount beneficially owned, percent of class, and any agreements related to control of the securities.
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