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View the SEC Form 4 detailing changes in beneficial ownership, including transactions by Adam Samuel Dusky for RAND Capital Corp in May 2023.
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What is sec form 4?
SEC Form 4 is a regulatory form required by the U.S. Securities and Exchange Commission (SEC) that must be filed by company insiders to report their transactions in the securities of their own companies.
Who is required to file sec form 4?
Company insiders, including officers, directors, and beneficial owners of more than 10% of a registered class of a company's equity securities, are required to file SEC Form 4.
How to fill out sec form 4?
SEC Form 4 can be filled out electronically using the SEC's EDGAR system, which includes details such as the insider's name, relationship to the issuer, transaction details, and the number of securities bought or sold.
What is the purpose of sec form 4?
The purpose of SEC Form 4 is to provide transparency and inform the public about insider transactions to help prevent insider trading and maintain market integrity.
What information must be reported on sec form 4?
SEC Form 4 must include information such as the insider's name, the issuer's name, the date of the transaction, the type of security, the number of shares involved, the price per share, and the nature of the transaction (e.g., acquisition or disposition).
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