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This document provides the arbitration award details for case 15-01700 involving Denis Doyle and others against Peter Joseph Doyle and Morgan Stanley, detailing awarded damages and fees.
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What is finra dispute resolution award?
A FINRA dispute resolution award is a decision made by arbitrators in disputes involving members of the Financial Industry Regulatory Authority, typically in matters related to securities and investment.
Who is required to file finra dispute resolution award?
Parties to a dispute that has been resolved through FINRA's arbitration process are required to file the FINRA dispute resolution award.
How to fill out finra dispute resolution award?
To fill out a FINRA dispute resolution award, the arbitrators complete the award form detailing the claims, findings, and the decision, including any monetary awards or directives.
What is the purpose of finra dispute resolution award?
The purpose of a FINRA dispute resolution award is to provide a binding decision on the resolution of disputes between parties in the securities industry, ensuring fair treatment and compliance with regulations.
What information must be reported on finra dispute resolution award?
The FINRA dispute resolution award must report information including the names of the parties, the claims involved, the arbitrators' findings, and any monetary awards or specific directives.
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