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Name: Fillable Online Securities Trading Policy 2022 - Sovereign Metals Ltd Fax Email Print - pdfFiller
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SECURITIES TRADING POLICY April 2022 1.INTRODUCTION1.1. Securities of the Company are listed on ASX and AIM.1.2. This policy outlines:1.3.(a)when PDMS, Applicable Employees and other Employees may

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What is share trading and conflicts?

Share trading refers to the buying and selling of shares or stocks in a company. Conflicts in this context typically refer to situations where an individual's personal interest in trading may interfere with their fiduciary duty or the interests of others, such as when an insider uses non-public information to make trades.

Who is required to file share trading and conflicts?

Individuals such as corporate executives, directors, and other insiders who have access to non-public information about a company are generally required to file disclosures regarding their share trading activities and any conflicts of interest.

How to fill out share trading and conflicts?

To fill out share trading and conflicts forms, individuals typically need to provide details such as their name, position, the date of the trade, the number of shares traded, the price at which they were traded, and any potential conflicts of interest that may arise from the transaction.

What is the purpose of share trading and conflicts?

The purpose of filing share trading and conflicts is to promote transparency and prevent insider trading by ensuring that individuals disclose their trading activities and any potential conflicts that may influence their decisions.

What information must be reported on share trading and conflicts?

Reported information typically includes the name of the individual, their relationship to the company, details of the shares traded, dates of transactions, any relevant conflicts of interest, and any other required regulatory disclosures.

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