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REGULATION IN FORCE FROM JUNE 9, 2023, TO APRIL 15, 2024Last amendment in force on June 9, 2023, This document has official status chapter V1.1, r. 16 REGULATION 44101 RESPECTING SHORT FORM PROSPECTUS

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What is regulation 44-101 respecting short?

Regulation 44-101 respecting short is a Canadian securities regulation that mandates the reporting of short sales of securities by market participants.

Who is required to file regulation 44-101 respecting short?

Market participants, including traders, financial institutions, and other entities engaging in short selling of securities, are required to file under regulation 44-101.

How to fill out regulation 44-101 respecting short?

To fill out regulation 44-101, entities must provide details regarding their short positions, including the securities involved, the number of shares sold short, and other pertinent information as specified in the regulation.

What is the purpose of regulation 44-101 respecting short?

The purpose of regulation 44-101 is to enhance transparency in short selling activities and to provide regulators with the necessary information to monitor market activity and prevent manipulative practices.

What information must be reported on regulation 44-101 respecting short?

Information that must be reported includes the identity of the security, the number of shares sold short, the date of the transaction, and any other specific data required by the regulation.

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