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IN NZ MARKETS DISCIPLINARY TRIBUNALNZMDT 1/2023UNDERNZ Markets Disciplinary Tribunal Rules IN THE MATTER OF breach of NIX Listing Rules 2.6.3 and 2.13.2(c)BETWEEN LIMITED Acting by and through NIX
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NZX, or New Zealand Exchange, is the primary stock exchange in New Zealand where securities, such as shares and bonds, are traded.
All listed companies on the NZX, as well as certain market participants, are required to file with the exchange to ensure compliance with regulations.
Filing with the NZX typically involves submitting prescribed forms and financial reports electronically through the NZX's filing platform, ensuring that all required information is accurately disclosed.
The purpose of NZX is to provide a regulated market for securities trading, enhance capital raising opportunities for companies, and promote transparency and investor confidence.
Companies must report financial statements, material changes in business operations, insider trading activities, and other disclosures as stipulated by NZX listing rules.
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