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REGULATION IN FORCE FROM MAY 31, 2013, TO JANUARY 10, 2015,
Last amendment in force on May 31, 2013,
This document has official status
chapter V1.1, r. 12
REGULATION 33109 RESPECTING REGISTRATION
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What is rglement 33-109 sur les?
Rglement 33-109 is a regulation in Canada that outlines the requirements for individuals and entities involved in the distribution of securities to file a registration or exemption form.
Who is required to file rglement 33-109 sur les?
Individuals and companies that engage in activities related to the distribution of securities, such as dealers and advisers, are required to file rglement 33-109.
How to fill out rglement 33-109 sur les?
To fill out rglement 33-109, you need to provide detailed information about your business, securities activities, and any required disclosures as stipulated in the regulation.
What is the purpose of rglement 33-109 sur les?
The purpose of rglement 33-109 is to ensure that all securities participants are properly registered and comply with regulatory requirements to protect investors.
What information must be reported on rglement 33-109 sur les?
The form requires reporting information on the individual's or entity's business activities, contact information, and any disciplinary history or financial solvency issues.
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