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Modifications From AgencyPROPOSED ORDER OF THE OFFICE OF THE COMMISSIONER OF INSURANCE
REPEALING, AMENDING AND CREATING A RULE
The Wisconsin Office of the Commission of Insurance proposes an order
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What is rule t?
Rule T refers to the SEC regulation that governs the timing of the payment for securities transactions, particularly in the context of margin accounts. It establishes the settlement period for securities transactions.
Who is required to file rule t?
Broker-dealers and financial institutions that engage in transactions requiring margin accounts are typically required to comply with Rule T.
How to fill out rule t?
Filling out Rule T typically involves detailing the transactions conducted, including settlement dates, payment details, and any applicable margin requirements as per SEC guidelines.
What is the purpose of rule t?
The purpose of Rule T is to ensure that securities transactions are settled in a timely manner and to establish clear regulations around payment and delivery of securities to maintain market integrity.
What information must be reported on rule t?
Information that must be reported under Rule T includes transaction details such as trade date, settlement date, amounts involved, account information, and compliance with margin requirements.
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