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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: QICCRD Number: 161705Annual Amendment All SectionsRev. 10/20219/30/2024
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What is crd number 161705?
CRD number 161705 is a unique identifier assigned to a registered investment adviser or financial services entity within the Financial Industry Regulatory Authority (FINRA) and the Investment Adviser Registration Depository (IARD) system.
Who is required to file crd number 161705?
Entities or individuals registered as investment advisers or broker-dealers are required to file and maintain their CRD number, including any updates or changes.
How to fill out crd number 161705?
To fill out CRD number 161705, one must complete the required registration forms on the IARD or FINRA systems, providing accurate and complete information about the entity, its owners, and any associated persons.
What is the purpose of crd number 161705?
The purpose of CRD number 161705 is to maintain a regulatory record of investment professionals, ensuring transparency and compliance within the financial industry.
What information must be reported on crd number 161705?
The information that must be reported includes the entity's business activities, owners, financial condition, licenses held, and any disciplinary history.
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