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This document serves as the registration application for Horizon Capital LLP as an investment adviser with identifying information and compliance details.
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How to fill out form adv
How to fill out form adv
01
Gather all necessary personal information including name, address, and contact details.
02
Identify the specific purpose for filling out Form ADV.
03
Fill out Part 1 of the form with business information, including the firm's name, principal office address, and services offered.
04
Complete Part 2 of the form with details about the investment advisor's background, fee structure, and investment strategies.
05
Review the form for accuracy and completeness before submission.
06
Sign and date the form to certify that the information provided is true and complete.
07
Submit the completed Form ADV to the appropriate regulatory authority.
Who needs form adv?
01
Investment advisors managing client assets.
02
Firms that provide financial planning services.
03
Businesses seeking to register as an investment advisor.
04
Individuals or organizations required to disclose their business practices to clients.
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What is form adv?
Form ADV is a required reporting document used by investment advisers to register with the SEC and state regulators. It provides information about the adviser's business, services, fees, and the background of key personnel.
Who is required to file form adv?
Investment advisers that manage client assets or offer investment advice for a fee are required to file Form ADV. This includes both large institutional advisers and smaller advisory firms.
How to fill out form adv?
Form ADV is filled out by providing detailed information in two parts: Part 1 requires information about the adviser's business practices, ownership, clients, and employees, while Part 2 requires narrative disclosures about services offered, fees, and conflicts of interest.
What is the purpose of form adv?
The purpose of Form ADV is to provide the SEC and investors with essential information about investment advisers, ensuring transparency and helping investors make informed decisions.
What information must be reported on form adv?
Form ADV requires reporting various information including the adviser's business structure, types of advisory services, fees charged, disciplinary history, and background of key personnel.
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