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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT
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The Securities and Exchange Commission (SEC) is a U.S. government agency responsible for regulating the securities industry, enforcing securities laws, and protecting investors.
Publicly traded companies, certain investment companies, and registered stock exchanges are required to file with the SEC, as well as individuals who manage assets above specific thresholds.
Filing with the SEC typically involves completing forms provided on their website, which include disclosures about financial performance and material events. Filers must follow specific guidelines and deadlines outlined by the SEC.
The purpose of the SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Companies must report financial statements, management discussions, risk factors, and material changes in their business in compliance with SEC regulations.
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