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SEC Form 4 OMB APPROVALUNITED STATES SECURITIES AND EXCHANGE COMMISSIONFORM 4Washington, D.C. 20549 OMB Number:32350287Estimated average burdenSTATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPCheck this
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What is sec form 4?
SEC Form 4 is a document that corporate insiders must file with the Securities and Exchange Commission (SEC) to report changes in their ownership of a company's securities.
Who is required to file sec form 4?
Corporate officers, directors, and any beneficial owners of more than 10% of a company's equity securities are required to file SEC Form 4.
How to fill out sec form 4?
To fill out SEC Form 4, insiders must provide details about the transaction date, the security type, the amount bought or sold, and any change in ownership. The form can be submitted online through the SEC's EDGAR system.
What is the purpose of sec form 4?
The purpose of SEC Form 4 is to provide transparency by requiring insiders to report their trades, helping to prevent insider trading and to inform the public about significant changes in insider ownership.
What information must be reported on sec form 4?
Information required includes the insider's name, the relationship to the company, the date of the transaction, the type and amount of securities involved, and the nature of the ownership.
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