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That Securities Limited SFC Licensed Corporation (CE# : BJW079) Suite 5103, 51/F, Central Plaza, 18 Harbor Road, Hong Kong 18 51 5103 Tel : (852) 3168 0320 Fax : (852) 3168 0330 Email : cs@theiasec.comClient

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What is sfc licensed corporation ce?

The SFC licensed corporation CE (Continuing Education) is a compliance requirement set by the Securities and Futures Commission in Hong Kong for licensed corporations to ensure that they meet ongoing education standards.

Who is required to file sfc licensed corporation ce?

All licensed corporations and their responsible officers in Hong Kong are required to file the SFC licensed corporation CE as part of their regulatory obligations.

How to fill out sfc licensed corporation ce?

To fill out the SFC licensed corporation CE, the corporation must provide information including details about training and professional development activities taken by its licensed individuals during the reporting period.

What is the purpose of sfc licensed corporation ce?

The purpose of the SFC licensed corporation CE is to ensure that licensed individuals stay updated on relevant industry knowledge, regulatory changes, and maintain professional competency.

What information must be reported on sfc licensed corporation ce?

The information reported on the SFC licensed corporation CE includes the names of licensed individuals, details of completed courses, hours of training, and any other related professional development activities.

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