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This document is filed with the SEC to disclose changes in beneficial ownership of securities by reporting persons, specifically focusing on transactions related to stock options and acquisitions of common stock. It includes details about the reporting person, transaction dates, security types, quantities acquired or disposed of, and ownership forms.
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How to fill out sec form 4
How to fill out sec form 4
01
Obtain the SEC Form 4 from the SEC's official website or relevant agency.
02
Enter the name of the reporting person in the designated field.
03
Indicate the relationship of the reporting person to the issuer (e.g., officer, director, or beneficial owner).
04
Fill in the details of the transaction, including the date of the transaction and the amount of securities involved.
05
Specify the type of security being reported (e.g., common stock, preferred stock, etc.).
06
Indicate the price at which the transaction was executed.
07
If applicable, provide details on prior amounts held before the transaction.
08
Review all entered information for accuracy and completeness.
09
Sign and date the form to certify the information provided.
10
Submit the completed form electronically through the SEC's EDGAR system.
Who needs sec form 4?
01
Persons who are officers, directors, or significant shareholders (beneficial owners) of a company registered with the SEC are required to file SEC Form 4.
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What is sec form 4?
SEC Form 4 is a form that must be filed with the Securities and Exchange Commission (SEC) by company insiders to report changes in their ownership of the company's securities.
Who is required to file sec form 4?
Company insiders, including executive officers, directors, and beneficial owners of more than 10% of a company's stock, are required to file SEC Form 4.
How to fill out sec form 4?
To fill out SEC Form 4, insiders should provide information about the security transaction, including the date of the transaction, the number of shares bought or sold, the price per share, and the nature of their ownership.
What is the purpose of sec form 4?
The purpose of SEC Form 4 is to provide transparency in the trading activities of company insiders and to help maintain fair market practices.
What information must be reported on sec form 4?
SEC Form 4 must report information such as the insider's name, their relationship to the company, transaction details (including date, amount, and price of securities), and whether the transaction was a purchase or sale.
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