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Date: ___AB Capital Securities, Inc. Units 12101212, 19111912 12th and 19th Floors, PSE Tower, 5th Ave., cor. 28th St., Bonifacio Global City Taguig City, Philippines 1634Dear Sir/Maam, Please be
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Financial advisors acting on behalf of their clients for investment purposes.
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AB Capital Securities IncForm is a regulatory document required for reporting information regarding securities transactions and holdings by capital market entities.
Entities involved in capital markets, including broker-dealers, investment advisers, and public companies, are required to file the AB Capital Securities IncForm.
To fill out the AB Capital Securities IncForm, provide the required financial and transaction data, personal details of the filer, and any disclosures related to securities held.
The purpose of the AB Capital Securities IncForm is to ensure transparency and regulatory compliance by reporting securities activities and holdings.
Reported information includes details about securities transactions, holdings, ownership percentages, and any relevant risk disclosures.
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