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This document is a filing made with the United States Securities and Exchange Commission pursuant to Section 16(a) of the Securities Exchange Act of 1934, detailing changes in beneficial ownership of securities by a reporting person. It includes information about transactions involving common stock and derivative securities, as well as the relationships of the reporting person to the issuer.
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How to fill out sec form 4
How to fill out sec form 4
01
Obtain a copy of SEC Form 4 from the SEC website or your financial institution.
02
Fill in the name of the reporting person at the top of the form.
03
Indicate the relationship of the reporting person to the issuer (e.g., officer, director).
04
Provide the name of the issuer and the title of the security being reported.
05
Fill out the date of the transaction and the relevant details about the transaction type (purchase, sale, etc.).
06
Enter the number of shares involved in the transaction and the price per share.
07
Sign and date the form to certify the information is accurate.
08
Submit the completed form to the SEC electronically or through the required channels.
Who needs sec form 4?
01
Individuals who are directors or officers of a publicly traded company.
02
Shareholders who own more than 10% of the company's stock.
03
Companies required to disclose transactions involving their securities.
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What is sec form 4?
SEC Form 4 is a form that must be filed with the Securities and Exchange Commission (SEC) to report the purchase or sale of equity securities by insiders of a company, such as executives or directors.
Who is required to file sec form 4?
Insiders of a company, including officers, directors, and beneficial owners of more than 10% of a class of equity securities, are required to file SEC Form 4.
How to fill out sec form 4?
To fill out SEC Form 4, insiders must provide details including their name, title, ownership information, and specifics about the transaction such as the date, type of transaction, and number of shares involved.
What is the purpose of sec form 4?
The purpose of SEC Form 4 is to provide transparency regarding insider transactions to help prevent insider trading and to keep the public informed about the trading activities of company insiders.
What information must be reported on sec form 4?
SEC Form 4 requires information such as the reporting person's name, relationship to the issuer, transaction date, transaction code, amount of securities involved, and the ownership after the transaction.
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