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This form is filed with the SEC pursuant to Section 16(a) of the Securities Exchange Act of 1934. It is used to report changes in beneficial ownership of securities by directors, officers, and significant owners of a company\'s stock. The filing includes details such as the name of the reporting person, the issuer, transaction dates, type of securities involved, and any ownership changes.

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How to fill out sec form 4

01

Obtain a copy of SEC Form 4 from the SEC website or your broker.

02

Fill out the basic information section, including your name, address, and relationship to the issuer.

03

Enter the name of the issuer and the title of the security.

04

Specify the date of the transaction.

05

Indicate the nature of the transaction (e.g., purchase, sale, or grant of options).

06

Provide the amount of securities involved in the transaction.

07

Complete any additional sections if required, such as the price of the securities or reporting beneficial ownership.

08

Review the form for accuracy and completeness.

09

Submit the form electronically through the SEC's EDGAR system or by mailing to the designated address.

Who needs sec form 4?

01

Individuals who are officers, directors, or beneficial owners of a company that has publicly traded securities.

02

Anyone who has to report changes in their ownership of a company's stock or securities as per SEC regulations.

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What is sec form 4?

SEC Form 4 is a regulatory filing required by the Securities and Exchange Commission (SEC) to report changes in ownership of securities by insiders of a publicly traded company.

Who is required to file sec form 4?

Officers, directors, and beneficial owners of more than 10% of a registered class of equity securities are required to file SEC Form 4.

How to fill out sec form 4?

SEC Form 4 is filled out by providing information such as the date of the transaction, the amount of securities involved, the price at which the transaction was made, and the relationship of the filing party to the company.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and prevent insider trading by disclosing changes in ownership by company insiders.

What information must be reported on sec form 4?

The information that must be reported on SEC Form 4 includes the name of the reporting person, relationship to the issuer, transaction dates, number of shares acquired or disposed of, price per share, and any changes in ownership.

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