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This form is filed with the SEC to report changes in beneficial ownership of securities by insiders of the issuer, in accordance with Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940. The document provides details about transactions of securities, including acquisition and disposition by reporting persons, such as officers and directors of the issuing company.

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How to fill out sec form 4

01

Obtain a copy of SEC Form 4 from the SEC website or through your brokerage.

02

Fill in your name, address, and other personal information in the designated fields.

03

Indicate the relationship of the filer to the issuer (e.g., officer, director, 10% owner).

04

Provide details of the securities transaction, including the date of the transaction, the amount of securities involved, and the price per share.

05

Specify the nature of the transaction (e.g., purchase, sale, transfer).

06

Sign and date the form, confirming that the information is true and accurate.

07

Submit the completed SEC Form 4 electronically through the SEC's EDGAR system.

Who needs sec form 4?

01

SEC Form 4 is required for company insiders, including officers, directors, and significant shareholders who own more than 10% of a company's stock.

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What is sec form 4?

SEC Form 4 is a form that must be filed with the Securities and Exchange Commission (SEC) by insiders (officers, directors, and beneficial owners) of publicly traded companies to report changes in their ownership of the company’s securities.

Who is required to file sec form 4?

Insiders, including officers, directors, and beneficial owners of more than 10% of a registered class of equity securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details such as the name of the reporting person, their relationship to the issuer, the transaction date, the number of shares transacted, and the price, along with any relevant transaction codes.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to promote transparency in the trading activities of company insiders by requiring them to disclose changes in their ownership of the company's stock.

What information must be reported on sec form 4?

SEC Form 4 requires reporting of information such as the reporting person's name, relationship to the company, transaction date, nature of the transaction, and details about the securities involved.

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