Get the free Sec Form 3

Name: Fillable Online Initial Statement of Beneficial Ownership of Securities Fax Email Print - pdfFiller
Brand: pdfFiller
Rating: 4.4 (55 reviews)

Get Form

Show details

This document is used for reporting beneficial ownership of securities by individuals who are insiders of a company, in accordance with the Securities Exchange Act of 1934. It includes details about the reporting person\'s relationship to the issuer, the types and amounts of securities owned, and pertinent filing dates.

We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign sec form 3

Edit your sec form 3 form online

Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.

Add your legally-binding signature

Draw or type your signature, upload a signature image, or capture it with your digital camera.

Share your form instantly

Email, fax, or share your sec form 3 form via URL. You can also download, print, or export forms to your preferred cloud storage service.

Editing sec form 3 online

Ease of Setup

pdfFiller User Ratings on G2

Ease of Use

pdfFiller User Ratings on G2

Use the instructions below to start using our professional PDF editor:

1

Create an account. Begin by choosing Start Free Trial and, if you are a new user, establish a profile.

2

Upload a file. Select Add New on your Dashboard and upload a file from your device or import it from the cloud, online, or internal mail. Then click Edit.

3

Edit sec form 3. Text may be added and replaced, new objects can be included, pages can be rearranged, watermarks and page numbers can be added, and so on. When you're done editing, click Done and then go to the Documents tab to combine, divide, lock, or unlock the file.

4

Get your file. When you find your file in the docs list, click on its name and choose how you want to save it. To get the PDF, you can save it, send an email with it, or move it to the cloud.

Dealing with documents is always simple with pdfFiller.

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.

Learn more about security & compliance

How to fill out sec form 3

01

Obtain the SEC Form 3 from the SEC website or relevant regulatory body.

02

Enter the full name of the reporting person in the designated field.

03

Fill in the address of the reporting person, including the city, state, and zip code.

04

Indicate the relationship of the reporting person to the issuer (e.g., director, officer, or owner).

05

Provide the name of the issuer whose securities are being reported.

06

Enter the date of the transaction in the appropriate section.

07

List the title of the security (e.g., common stock, preferred stock).

08

Disclose the amount of securities owned prior to the transaction.

09

Indicate the amount of securities acquired or disposed of in the transaction.

10

Submit the form electronically via the SEC's EDGAR system or by mail, as required.

Who needs sec form 3?

01

Any insider of a company, including officers, directors, and significant shareholders (generally those holding more than 10% of a class of the company's equity securities).

Fill form : Try Risk Free

Rate the form

4.4

Satisfied

55 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

How can I get sec form 3?

The pdfFiller premium subscription gives you access to a large library of fillable forms (over 25 million fillable templates) that you can download, fill out, print, and sign. In the library, you'll have no problem discovering state-specific sec form 3 and other forms. Find the template you want and tweak it with powerful editing tools.

How do I make edits in sec form 3 without leaving Chrome?

Get and add pdfFiller Google Chrome Extension to your browser to edit, fill out and eSign your sec form 3, which you can open in the editor directly from a Google search page in just one click. Execute your fillable documents from any internet-connected device without leaving Chrome.

How do I fill out sec form 3 on an Android device?

Complete your sec form 3 and other papers on your Android device by using the pdfFiller mobile app. The program includes all of the necessary document management tools, such as editing content, eSigning, annotating, sharing files, and so on. You will be able to view your papers at any time as long as you have an internet connection.

What is sec form 3?

SEC Form 3 is a form used by the U.S. Securities and Exchange Commission (SEC) for initial reporting by individuals who are beneficial owners of a company's securities.

Who is required to file sec form 3?

Individuals who are deemed beneficial owners of a company's equity securities, typically corporate insiders such as executive officers, directors, and significant shareholders are required to file SEC Form 3.

How to fill out sec form 3?

To fill out SEC Form 3, individuals must provide their name, address, the name of the issuer, the number of shares owned, and the nature of ownership. The form must be signed and submitted to the SEC.

What is the purpose of sec form 3?

The purpose of SEC Form 3 is to provide transparency by disclosing the initial ownership of securities by corporate insiders to help investors make informed decisions.

What information must be reported on sec form 3?

Form 3 requires the reporting of the entity's name, address, title of the securities, amount of securities owned, and the date of the transaction.

Fill out your sec form 3 online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now