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Get the free Code of Conduct for Prevention of Insider Trading

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This document outlines the Code of Conduct developed by Biocon Limited to prevent insider trading and establish procedures for fair disclosure of unpublished price-sensitive information (UPSI). It details the regulations regarding insider trading, roles and duties of the compliance officer, trading windows, pre-clearance requirements, and penalties for violations. The code promotes ethical practices to maintain confidentiality and accountability among designated persons and connected...
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01
Read the organization's code of conduct guidelines thoroughly.
02
Identify the specific sections that need to be filled out, such as expectations, behaviors, and consequences.
03
Gather input from relevant stakeholders to ensure all perspectives are considered.
04
Draft clear and concise language that reflects the organization's values.
05
Include examples of acceptable and unacceptable behavior.
06
Review the draft for clarity and consistency.
07
Submit the draft for review and feedback from leadership.
08
Make necessary revisions based on feedback received.
09
Finalize the code of conduct and prepare it for distribution.
10
Communicate the final code of conduct to all members of the organization.

Who needs code of conduct for?

01
Employees within an organization.
02
Volunteers participating in organizational activities.
03
Contractors working with the organization.
04
Board members and leadership teams.
05
Stakeholders interacting with the organization, including clients and partners.
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The code of conduct serves as a set of guidelines and principles that outline the expected behaviors and responsibilities of individuals within an organization or community.
Typically, all members of an organization, including employees, management, and possibly contractors or stakeholders, are required to file the code of conduct.
To fill out the code of conduct, individuals usually need to read the guidelines carefully, confirm their understanding, and provide any required personal information or signatures as instructed by the organization.
The purpose of the code of conduct is to promote ethical behavior, ensure compliance with laws and regulations, and foster a positive working environment.
Individuals may need to report their understanding of the guidelines, any conflicts of interest, and their commitment to adhere to the code of conduct.
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