Get the free Disclosure of Substantial Holding

This document discloses the substantial holding of UBS Group AG and its related bodies, in compliance with the Financial Markets Conduct Act 2013. It provides details on the number of shares held, the nature of the relevant interests, and addresses of the substantial product holders.

How to fill out disclosure of substantial holding

How to fill out disclosure of substantial holding

1. Gather all relevant information about your holdings, including the number of shares and the company's name.
2. Identify the threshold for substantial holding as per the applicable regulations.
3. Complete the designated disclosure form, ensuring all required information is provided accurately.
4. Submit the disclosure form to the relevant regulatory authority within the stipulated timeframe.
5. Keep a copy of the submitted form for your records.

Who needs disclosure of substantial holding?

1. Individuals or entities holding a substantial amount of shares in a publicly listed company.
2. Institutional investors who meet the threshold criteria.
3. Directors and officers of the company who may have substantial holdings.

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What is disclosure of substantial holding?

Disclosure of substantial holding is a regulatory requirement that mandates individuals or entities to report their significant ownership interest in a public company, usually exceeding a specific percentage of total shares.

Who is required to file disclosure of substantial holding?

Individuals or entities that acquire or control a substantial number of shares in a public company, typically defined as holding 5% or more of the company’s total issued shares, are required to file disclosure of substantial holding.

How to fill out disclosure of substantial holding?

To fill out disclosure of substantial holding, the filer must complete the designated form with their identifying information, the details of their holdings, the percentage of total shares owned, and any changes in their ownership since the last filing, ensuring accuracy and completeness.

What is the purpose of disclosure of substantial holding?

The purpose of disclosure of substantial holding is to promote transparency in the ownership of public companies, allowing investors and regulators to monitor significant changes in ownership that could affect corporate control and decision-making.

What information must be reported on disclosure of substantial holding?

The information that must be reported includes the name of the shareholder, the number of shares held, the percentage of ownership relative to total shares, any changes in holdings, and the date of the transaction or change.