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Form 604 Corporations Law Section 671BNotice of change of interests of substantial holder To: Company Name/SchemeBASE RESOURCES LIMITEDACN/ARSN125 546 9101. Details of substantial holder UBS Group

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How to fill out ubs securities

01

Visit the UBS website or your local UBS branch.

02

Locate the section for 'Securities Services' or 'Account Opening'.

03

Download or request the UBS Securities application form.

04

Fill out the form with your personal information, including your name, address, and contact details.

05

Provide financial information as required, including your income and investment experience.

06

Review the risk disclosure and compliance information provided.

07

Sign the application form to authorize UBS to process your request.

08

Submit the completed form to UBS via online submission or in-person at a branch.

Who needs ubs securities?

01

Individual investors looking to purchase stocks and bonds.

02

Institutional investors managing large portfolios.

03

Financial advisors seeking investment options for clients.

04

Companies looking to raise capital through securities.

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What is ubs securities?

UBS Securities is the investment banking and securities division of UBS, a global financial services company. It provides a range of services including asset management, investment banking, and wealth management.

Who is required to file ubs securities?

Individuals and entities that have engaged in transactions involving UBS Securities may be required to file relevant reports, such as institutional investors and corporate entities.

How to fill out ubs securities?

Filling out UBS Securities forms typically involves providing personal or organizational information, transaction details, and compliance with specific regulatory requirements. It's essential to consult UBS documentation or a financial advisor for guidance.

What is the purpose of ubs securities?

The purpose of UBS Securities is to facilitate securities trading, investment banking services, and asset management for clients, while also providing market research and advisory services.

What information must be reported on ubs securities?

The information required may include transaction details, account holder information, regulatory compliance details, and investment performance metrics.

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