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Name: Fillable Online Statement of Changes in Beneficial Ownership of Securities Fax Email Print - pdfFiller
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This form is used to file a report of changes in beneficial ownership of securities as required under Section 16(a) of the Securities Exchange Act of 1934 and Section 30(h) of the Investment Company Act of 1940. It includes details such as the reporting person\'s name, relationship to the issuer, transaction dates, types of securities involved, and amounts acquired or disposed of.

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What is form 4?

Form 4 is a document filed with the Securities and Exchange Commission (SEC) to report changes in ownership of a company's securities by its directors, officers, and major shareholders.

Who is required to file form 4?

Directors, officers, and beneficial owners of more than 10% of a company's equity securities are required to file Form 4.

How to fill out form 4?

Form 4 can be filled out online via the SEC's EDGAR system. The form requires details about the reporting person's relationship to the company, transaction dates, amounts, and types of securities involved.

What is the purpose of form 4?

The purpose of Form 4 is to provide transparency in the buying and selling of securities by insiders, ensuring that market participants have access to critical information about ownership changes.

What information must be reported on form 4?

Form 4 must report the insider's name, relationship to the company, transaction date, the amount of securities bought or sold, and the price per security.

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