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Get the free Form 45-106f1 Report of Exempt Distribution

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This document is a blackline version of Form 45-106F1 reflecting the amendments made as compared to the previously adopted version by the CSA on June 30, 2016. It includes instructions for filing reports of exempt distributions by issuers or underwriters in various jurisdictions across Canada, detailing the requirements and procedures for compliance.
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How to fill out form 45-106f1 report of

01
Obtain form 45-106F1 from the appropriate regulatory body or their website.
02
Read the instructions carefully before beginning to fill out the form.
03
Enter the name of the reporting issuer in the specified field.
04
Provide the address of the principal office of the issuer.
05
Indicate the date of completion of the report.
06
Fill out the details of the securities being offered, including type and number.
07
Complete the section regarding the exemption under which the offering is made.
08
Include any necessary information regarding previous offerings and their compliance.
09
Review your entries for accuracy and completeness.
10
Sign and date the form before submission.

Who needs form 45-106f1 report of?

01
Companies and issuers looking to raise capital through private placements.
02
Investors involved in or considering private placement offerings.
03
Regulatory bodies for compliance and reporting purposes.
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Form 45-106F1 is a report used in Canada for exempt distributions of securities under National Instrument 45-106. It provides information about the offering and ensures compliance with securities regulations.
Issuers conducting exempt distributions of securities are required to file Form 45-106F1, including companies issuing securities without a prospectus.
To fill out Form 45-106F1, issuers must provide details such as the issuer's name, the type of securities offered, the total amount raised, the exemptions relied upon, and specific information about the purchasers.
The purpose of Form 45-106F1 is to provide regulatory authorities with information regarding exempt distributions of securities to ensure adherence to securities laws and regulations.
Information that must be reported includes the issuer's name, details of the exemption being claimed, the number and type of securities distributed, the total amount raised, and information about the purchasers.
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