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REGULATION IN FORCE FROM JULY 1, 2012 TO SEPTEMBER 30, 2015 Last amendment in force on July 1, 2012 This document has official status c. V1.1, r. 6 REGULATION 23101 RESPECTING TRADING RULES ___ Decision

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How to fill out regulation 23-101 respecting trading

01

Review the current version of regulation 23-101 to ensure understanding of its requirements.

02

Gather all necessary documentation relating to trading activities.

03

Identify the specific provisions of regulation 23-101 that are applicable to your trading activities.

04

Complete the required forms and documentation as outlined in the regulation.

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06

Submit the completed documentation to the relevant regulatory authority by the specified deadline.

07

Keep copies of all submissions and any correspondence for your records.

Who needs regulation 23-101 respecting trading?

01

All trading firms operating in regulated markets.

02

Individuals or entities engaged in trading activities.

03

Compliance officers and legal advisors within trading firms.

04

Regulatory bodies overseeing market activities.

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What is regulation 23-101 respecting trading?

Regulation 23-101 respecting trading is a set of rules designed to ensure fair and transparent trading practices in securities markets.

Who is required to file regulation 23-101 respecting trading?

Entities involved in trading securities, including dealers, investment funds, and exchanges, are required to file under regulation 23-101.

How to fill out regulation 23-101 respecting trading?

Filing under regulation 23-101 involves completing specific forms with relevant information about trading activities and submitting them to the appropriate regulatory authority.

What is the purpose of regulation 23-101 respecting trading?

The purpose of regulation 23-101 is to promote market integrity, protect investors, and ensure that trading is conducted in a fair manner.

What information must be reported on regulation 23-101 respecting trading?

Information such as trade details, participant identifiers, and other relevant trading metrics must be reported according to regulation 23-101.

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