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This document presents the Ontario Securities Commission\'s decision regarding motions brought by the respondents Shane Suman and Monie Rahman in relation to allegations of insider trading. The decision addresses motions to exclude certain evidence and to dismiss the case for lack of a prima facie case. The Commission found that the evidence presented was sufficient to deny both motions and to proceed with the hearing on the merits of the case.
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01
Visit the Ontario Securities Commission (OSC) website to download the required decision form.
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Read the instructions provided on the form carefully.
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What is ontario securities commission decision?
The Ontario Securities Commission decision refers to rulings made by the OSC regarding matters related to securities regulation in Ontario, such as enforcement actions, compliance issues, and exemptions.
Who is required to file ontario securities commission decision?
Individuals and entities involved in securities transactions, investment funds, or any regulated activities that fall under the jurisdiction of the OSC are typically required to file decisions.
How to fill out ontario securities commission decision?
To fill out an Ontario Securities Commission decision, one must complete the specific forms provided by the OSC, ensuring that all required information is accurately reported and submitted by the stated deadlines.
What is the purpose of ontario securities commission decision?
The purpose of an Ontario Securities Commission decision is to enforce compliance with securities laws, protect investors, and maintain fair and efficient capital markets.
What information must be reported on ontario securities commission decision?
Information required typically includes details about the parties involved, the nature of the securities or transactions, compliance findings, and any sanctions or penalties.
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