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This document outlines the revised Securities Trading Policy for Western Yilgarn NL, detailing the regulations and guidelines for trading in Company securities to prevent insider trading and ensure compliance with ASX Listing Rules.
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How to fill out securities trading policy

01
Identify the purpose of the securities trading policy.
02
Outline the scope of the policy, specifying who it applies to and under what circumstances.
03
Define key terms used in the policy to ensure clarity.
04
Establish trading restrictions, including blackout periods and insider trading guidelines.
05
Describe the procedures for reporting trades, including required documentation.
06
Include guidelines for managing conflicts of interest.
07
Set forth the consequences for violating the policy.
08
Review and update the policy regularly to reflect changes in regulations or organizational needs.
09
Obtain necessary approvals from relevant stakeholders before finalizing the policy.

Who needs securities trading policy?

01
Employees involved in securities trading.
02
Compliance officers and legal teams.
03
Senior management and executives.
04
Boards of directors and audit committees.
05
Any organization that deals with trading of securities, to ensure adherence to regulatory requirements.
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A securities trading policy is a set of guidelines and regulations that govern the buying and selling of securities by employees or affiliates of an organization to prevent insider trading and maintain compliance with relevant laws.
Typically, executives, directors, and certain employees of publicly traded companies, as well as any individuals who have access to non-public information, are required to file a securities trading policy.
To fill out a securities trading policy, individuals must provide details such as their personal trading activities, any potential insider information, and ensure adherence to the guidelines set forth in the policy, often with the assistance of legal or compliance personnel.
The purpose of securities trading policy is to establish clear rules and procedures for trading securities in order to prevent illegal insider trading and to promote ethical standards within the organization.
Information that must be reported typically includes personal trading activity, dates of transactions, the nature of the securities traded, and any relevant insider information that could impact trading.
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Relevant keywords

Securities Trading Policy Insider Trading ASX Listing Rule Western Yilgarn NL insider information Company Securities trading clearance Designated Person Black Out Periods Key Management Personnel

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