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FINAL VERSIONMIFID II PRODUCT GOVERNANCE / PROFESSIONAL INVESTORS, ELIGIBLE COUNTERPARTIES AND RETAIL INVESTORS (SWITZERLAND ONLY) TARGET MARKET Solely for the purposes of the manufacturers product

How to fill out mifid ii product governance

How to fill out mifid ii product governance

1. Identify the target market for the financial product.
2. Assess the needs and characteristics of the identified target market.
3. Ensure that the product is designed to meet the needs of the target market.
4. Conduct thorough testing of the product to ensure it is appropriate for the target customers.
5. Document the product approval process, including evidence of the target market assessment.
6. Monitor the product's performance in the market and gather feedback from consumers.
7. Review and update product governance practices periodically to reflect any changes in the market.

Who needs mifid ii product governance?

1. Financial institutions and firms offering investment products to consumers under MiFID II regulations.
2. Product manufacturers who design and develop financial instruments.
3. Distributors involved in selling financial products to retail or professional clients.
4. Regulatory bodies overseeing compliance with financial product governance standards.

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What is mifid ii product governance?

MiFID II product governance refers to the rules and guidelines established under the MiFID II framework that ensure firms design and distribute financial products in a manner that meets the needs of their target market while adhering to regulatory standards.

Who is required to file mifid ii product governance?

Firms that manufacture and distribute financial instruments, including investment firms, banks, and other financial service providers, are required to file MiFID II product governance reports.

How to fill out mifid ii product governance?

To fill out MiFID II product governance documentation, firms must provide detailed information about the product's target market, product specifications, distribution strategy, and mechanisms for monitoring the product's performance and client outcomes.

What is the purpose of mifid ii product governance?

The purpose of MiFID II product governance is to ensure that financial products are designed to meet the needs of the target market, promote consumer protection, and enhance market integrity.

What information must be reported on mifid ii product governance?

Firms must report information including the product's target market, risk factors, distribution channels, pricing, and details on how the product is expected to perform for the identified target market.