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This form is used to report changes in the beneficial ownership of a company\'s securities as required by Section 16(a) of the Securities Exchange Act of 1934. It provides information about the reporting person\'s transactions related to the issuer\'s securities, including details on acquisitions and disposals.
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How to fill out sec form 4

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How to fill out sec form 4

01
Obtain a copy of SEC Form 4 from the SEC website or through your broker.
02
Identify the filer: Enter the name of the reporting person and their relationship to the company.
03
Provide the company’s name and SEC file number.
04
Fill in the date of the transaction and the type of security involved.
05
Specify the number of shares owned before and after the transaction.
06
Detail the transaction by indicating whether it was a purchase, sale, or other types.
07
Sign and date the form to certify the accuracy of the information provided.
08
Submit the completed form electronically through the SEC's EDGAR system.

Who needs sec form 4?

01
Individuals or entities that are corporate insiders, such as officers, directors, and certain shareholders, who are required to report transactions involving their company's securities.
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SEC Form 4 is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a change in the ownership of equity securities by certain insiders of a company, including officers, directors, and beneficial owners.
Individuals required to file SEC Form 4 include officers, directors, and beneficial owners of more than 10% of a registered class of equity securities of a public company.
To fill out SEC Form 4, you must provide information such as your name, relationship to the reporting company, the security type, the transaction date, the transaction type (purchase/sale), the number of shares involved, and any previous holdings.
The purpose of SEC Form 4 is to provide transparency regarding the trading activities of company insiders to prevent insider trading and to keep the investing public informed about their activity.
Information that must be reported on SEC Form 4 includes the reporting person's name, the relationship to the company, details of the transaction (date, number of shares, price), and the nature of the ownership.
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