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COVER SHEET PW 277S. E. C. Registration NumberCORSANMIGUELPORATION(Companys Full Name)NO.40MANDAMETROPHILILPSANMUYONGMANILPINESIGUELCITYAVEA(Business Address: No. Street City/Town/Province)Atty. Mary

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How to fill out 17-a annual report

01

Gather all financial data for the reporting period.

02

Review previous 17-a reports for consistency.

03

Complete the identification section with the firm's name, address, and SEC file number.

04

Provide details on business operations and any changes since the last report.

05

Fill out the financial information, ensuring all figures are accurate and relevant.

06

Include the management discussion and analysis section as required.

07

Ensure all required signatures are obtained from authorized personnel.

08

Double-check all sections for completeness and accuracy.

09

Submit the report electronically via the SEC's EDGAR system before the due date.

Who needs 17-a annual report?

01

Registered investment advisors and broker-dealers must file the 17-a annual report.

02

Financial regulatory authorities require it for compliance and oversight.

03

Investors may need it to evaluate the financial health of the entities.

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What is 17-a annual report?

The 17-a annual report is a disclosure document filed by certain investment advisers with the U.S. Securities and Exchange Commission (SEC) to provide information about their business practices, clients, and financial conditions.

Who is required to file 17-a annual report?

Investment advisers who are registered with the SEC and manage client assets above a certain threshold are required to file the 17-a annual report.

How to fill out 17-a annual report?

To fill out the 17-a annual report, advisers must complete a prescribed format that includes sections on various aspects of their business, financial statements, and disclosures related to clients and advisory practices.

What is the purpose of 17-a annual report?

The purpose of the 17-a annual report is to provide transparency, enhance regulatory oversight, and ensure compliance of investment advisers with applicable laws and regulations.

What information must be reported on 17-a annual report?

The report must include information about the adviser’s business activities, financial condition, client relationships, policies and procedures, and any disciplinary actions taken against the adviser.

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