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SECURITIES TRADING POLICY April 2022 1.INTRODUCTION1.1.Securities of the Company are listed on ASX and AIM.1.2.This policy outlines:1.3.(a)when PDMRs, Applicable Employees and other Employees may
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01
Begin with a clear title for the securities trading policy document.
02
Outline the purpose of the policy, explaining its importance to the organization.
03
Define key terms and concepts related to securities trading.
04
Specify the scope of the policy, detailing which employees or departments it applies to.
05
State the regulatory framework that governs securities trading relevant to your organization.
06
Describe acceptable securities trading practices, including types of permissible trades.
07
Outline prohibited activities, including insider trading and conflicts of interest.
08
Establish reporting requirements for trades and any related disclosures.
09
Detail the process for reviewing and amending the policy as needed.
10
Include a section on compliance and consequences for violating the policy.

Who needs securities trading policy 1?

01
Employees who are involved in securities trading.
02
Compliance officers responsible for ensuring regulatory adherence.
03
Management who oversees trading activities.
04
Legal teams that handle securities law matters.
05
Investors and stakeholders who need transparency in trading practices.
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Securities trading policy 1 is a regulatory framework that outlines the rules and procedures for trading securities to ensure compliance with laws and to prevent insider trading.
Individuals and entities involved in trading securities, including company executives, employees with access to confidential information, and certain investors, are required to file securities trading policy 1.
To fill out securities trading policy 1, one must provide relevant personal information, details of the securities involved, and specific transactions conducted, following the instructions provided by the regulatory authority.
The purpose of securities trading policy 1 is to promote transparency, deter insider trading, and ensure that all participants in the securities market act in accordance with established legal standards.
The report must include details like the identity of the person filing, the type of securities traded, dates of transactions, and the volume of trades.
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