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CONTROLLED CLIENT MANDATEbetweenNEDGROUP SECURITIES (PROPRIETARY) LIMITED (Registration Number: 1995/012240/07) Member of the JSE Limited (\"NS\")and[___] (Registration Number: ) (\"Client\")The Client
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How to fill out controlled client mandate

01
Begin by gathering all necessary client information, including name, address, and contact details.
02
Fill in the client's personal details in the designated sections of the mandate form.
03
Clearly specify the services being mandated and any specific terms or conditions involved.
04
Ensure that all required signatures are obtained from the client and authorized personnel.
05
Review the mandate form for completeness and accuracy before submission.
06
Keep a copy of the completed mandate for your records.

Who needs controlled client mandate?

01
Individuals or companies seeking to establish a controlled client relationship with a financial institution.
02
Clients requiring specific financial services under regulated conditions.
03
Clients who want to ensure their investments are managed according to their specified parameters.
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A controlled client mandate is a formal agreement that establishes the terms and conditions under which a financial advisor or institution manages investments on behalf of a client who has substantial control over the investment decisions.
Entities and individuals who manage client assets under a controlled client mandate are required to file it, including financial advisors, investment managers, and firms that offer investment services.
To fill out a controlled client mandate, individuals must provide personal information, details about the investment strategy, any specific client instructions, and sign the document to formalize the agreement.
The purpose of a controlled client mandate is to ensure that the investment management process is clearly defined, providing transparency and aligning the interests of the client and the investment manager.
The information that must be reported includes client identification details, investment objectives, risk tolerance, and the specific powers granted to the advisor or manager regarding investment decisions.
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