Get the free Appendix C - Notice of Intention to Rely on Exemption in S. 2.42.1
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This document outlines amendments to National Instrument 45-106, specifically regarding prospectus and registration exemptions related to capital accumulation plans. It defines terms related to capital accumulation plans, outlines requirements for mutual funds, and stipulates the conditions under which dealer registration is not required, including information obligations of plan sponsors to members participating in these plans.
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Appendix C - Notice is a required document that provides specific information relevant to a particular filing requirement in order to inform the relevant authorities of certain aspects of a case or transaction.
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Individuals or entities engaged in activities that meet the criteria outlined by the governing body or agency are required to file Appendix C - Notice.
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